Statutory & Regulatory Compliance Services in Mumbai | Kamal & Co. Advocates
Regulations change. But your business doesn’t have to panic every time.
If you’re tired of chasing last-minute filings, navigating legal grey zones, or Googling “what is SEBI compliance,” take a breath. We’re Kamal & Co. Advocates, and we’ve been handling statutory compliance services in Mumbai since 1998.
Not Just Filings. A Compliance Partner Who Knows Mumbai's Regulators
We don’t do generic checklists. We bring industry-specific regulatory compliance services tailored to your sector, team size, and risk profile, with the added advantage of being close to Mumbai's own regulatory hubs: SEBI, RBI, BSE, and NSE are all headquartered here.
Here’s what that means for you
- You won’t miss a single filing deadline (yes, even those tricky MCA and SEBI ones).
- You’ll stop worrying about inspections, audits, or regulatory updates.
- You’ll finally have a compliance team that speaks your language, not just legalese. One that knows how the Mumbai's regulators and ROC Mumbai-I actually operate.
Our Core Compliance Services in Mumbai
We don’t believe in doing it all. We believe in doing what matters – well.
Statutory Compliance Management
We handle your filings, formats, and follow-ups so you don’t lose sleep over forms.
● ROC Mumbai-I, MCA, SEBI, RBI, we manage them all.
● Labor law compliance, like PF, ESI, and gratuity? Covered.
● PF, ESI, and professional tax filings specific to Maharashtra's requirements.
● Structured annual compliance calendars for zero surprises.
We stay updated on every regulatory change, so you stay focused on your business.
Establishment & Factory Compliance
Every branch or unit operating in Mumbai needs to be registered under the Maharashtra Shops & Establishment Act, regardless of employee size. We handle:
● Registration and renewal under the same Act
● Factory audits and new factory/workshop set-up consulting
● Handling inspections and show-cause notices from state authorities
● Maintenance of statutory registers as per Factories Act requirements
Regulatory Documentation & Reporting
Need clean, audit-ready reports? We help you prep:
● Annual returns and quarterly filings
● Disclosure statements, including SEBI LODR filings for BSE/NSE-listed entities
● Disclosure health checks, gap analysis, and remediation planning.
Policy Development & Governance
Most firms skip this. We don’t.
We draft and implement:
● Codes of conduct
● Anti-bribery and whistleblower policies
● Conflict of interest protocols
Contract Labour & Vendor Compliance (CLRA)
Your vendors, contractors, and partners can become your biggest risk.
We reduce that risk with:
● Vendor onboarding & due diligence
● Contract Labour (Regulation & Abolition) Act compliance
● Watchlist Screening
● Supply chain and staffing compliance programs
Tailored, Industry-Specific Compliance
This is where we shine, especially in the Mumbai sector.
● BFSI & NBFCs: RBI prudential norms, KYC/AML frameworks, SEBI LODR
● Fintech: NBFC registration, PPI guidelines, RBI reporting
● Media & Entertainment: content licensing, IP, and consumer protection compliance
● Real Estate: RERA Maharashtra compliance
● Healthcare: CDSCO, D&C Act, clinical trial norms
● Manufacturing: environmental compliance, hazardous waste, factory norms
Going Beyond: Modern Compliance Needs, Met
That’s why we also offer:
ESG & Sustainability Compliance
If you're navigating sustainability frameworks, we offer:
● Regulatory & Statutory Compliance due diligence
● Green compliance guidance
● Help with regulatory ESG disclosures and legal frameworks
Including BRSR reporting for BSE/NSE listed companies in Mumbai, our regulatory compliance services in India keep it simple and solid.
Data Privacy & Cybersecurity
Get aligned with the DPDP Act, GDPR, and industry cyber laws with:
● Privacy policy creation
● Data breach response planning
● Cybersecurity compliance frameworks
Financial & Securities Compliance
We work with Mumbai's listed companies and NBFCs to manage:
● SEBI LODR filings
● Insider trading prevention
● FEMA advisory
● AML/KYC frameworks
Labor & HR Compliance
We support your HR and legal teams with:
● Employment contract reviews
● HR policy audits
● Dispute risk reduction
● Labor law updates
Startup & MSME Compliance
Early-stage founders in Mumbai's fintech and BFSI startup scene? We’ve got you too.
● Incorporation + registration support
● Pre-funding legal compliance frameworks.
● Post-funding regulatory checklists
● Cap table, ESOP, and VC expectation alignment
Flexible Compliance Models
Whether you need a one-time audit or a long-term partner, we’re built for both.
Choose how you work with us:
● Monthly or quarterly compliance retainers
● Annual statutory audit packages
● Compliance officer outsourcing
● Crisis compliance response (because fires do happen)
● Training & team enablement workshops
Why Choose Kamal & Co. Advocates in Mumbai?
Because we’ve done this since 1998, and we’re still growing.
Compliance isn’t just a vertical in our firm. It’s a core practice. And our Mumbai team blends legal, regulatory, and industry-specific expertise with 27+ years of experience and 10,000+ cases handled across the national practice.
Our Goal
We make sure your business is not just compliant, but also confident. Whether you’re running a startup, a growing fintech, or a listed company in Mumbai, we align your compliance strategy with your operations, industry norms, and future growth.
Startups & Growth-Stage Businesses
A fintech startup stay audit-ready post Series
A pharma firm avoidavoids CDSCO penalties
An NBFC meet SEBI LODR with zero delay
A listed company restructure their ESG disclosures
Your Compliance, Covered.
Let’s make your compliance clear, industry-aligned, and proactive.
Whether you’re setting up a new entity or scaling across states, our regulatory compliance services in India give you the strategy, execution, and support you need.
No last-minute panic. Just regulatory peace of mind.
Frequently Asked Questions (FAQs)
FAQs About Statutory Compliance Services in Mumbai
What’s the difference between statutory and regulatory compliance?
Statutory compliance refers to legal obligations that are set by an Act, such as the Shops & Establishment Act, PF, or ESI. While regulator compliance is a broader concept its the rules that are set by legal bodies like SEBI, RBI, or FEMA.
I run a startup in Mumbai. Do I need this?
Yes. Early-stage mistakes can lead to penalties or funding delays. We offer tailored startup compliance packs to keep you investor-ready.
Do you offer industry-specific services for Mumbai's business sectors?
Absolutely. We provide industry-specific regulatory compliance services for sectors like BFSI, fintech, NBFCs, media & entertainment, real estate, healthcare, manufacturing, and more, with no generic shortcuts.
Can I outsource everything to your team?
Yes. From routine filings to board reporting, we act as your in-house compliance team, with monthly or annual plans.
I've missed past filings with ROC Mumbai-I. Can you help?
We can. Our team runs a full compliance health check, identifies gaps, and gets you back on track fast, including filing ROC Mumbai-I directly whenever needed, all as part of our statutory compliance services in India.
Do you help with ESG, data privacy, or cybersecurity?
We do. From the DPDP Act to ESG reporting and cyber law frameworks, our team has you covered.